-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MwEubyWCVPKoXSTOufJZdAZ5ambE3hsXxtB7hrw7pZvH1mWhsV4x+ub/u4zWfr+c c2GIc3sjjCn4MCWH9ph0Rg== 0000950135-02-001944.txt : 20020416 0000950135-02-001944.hdr.sgml : 20020416 ACCESSION NUMBER: 0000950135-02-001944 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020409 GROUP MEMBERS: FFC EXECUTIVE PARTNERS I, L.P. GROUP MEMBERS: FFC PARTNERS I, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGROUP CORP CENTRAL INDEX KEY: 0001064863 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 541739323 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-77987 FILM NUMBER: 02606132 BUSINESS ADDRESS: STREET 1: 4425 CORPORATION LANE STREET 2: SUITE 100 CITY: VIRGINIA BEACH STATE: VA ZIP: 23462 BUSINESS PHONE: 7574906900 MAIL ADDRESS: STREET 1: 4425 CORPORATION LN CITY: VIRGINIA BEACH STATE: VA ZIP: 23462 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FERRER FREEMAN & CO LLC CENTRAL INDEX KEY: 0001113202 IRS NUMBER: 061433502 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 10 GLENVILLE STREET CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2035328011 MAIL ADDRESS: STREET 1: 10 GLENVILLE STREET CITY: GREENWICH STATE: CT ZIP: 06831 FORMER COMPANY: FORMER CONFORMED NAME: FERRER FREEMAN THOMPSON & CO LLC DATE OF NAME CHANGE: 20000501 SC 13G 1 b42700ffsc13g.txt FERRER FREEMAN & COMPANY, L.L.C. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. ___________) * AMERIGROUP CORPORATION - -------------------------------------------------------------------------------- (Name of issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of class of securities) 03073T102 - -------------------------------------------------------------------------------- (CUSIP number) DECEMBER 31, 2001 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) (Continued on the following pages) - -------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 SCHEDULE 13G - ----------------------- --------------------- CUSIP NO. 03073T102 - ----------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS FFC PARTNERS I, L.P. S.S. OR I.R.S IDENTIFICATION NOS. OF ABOVE PERSONS I.R.S. ID# 06-1458417 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 2,365,500 ----------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 2,365,500 ----------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,365,500 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 APPROX. 11.9%(1) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- (1) Or approx. 12.4% if FFC Partners I, L.P. and FFC Executive Partners I, L.P. are deemed to be a group. Page 2 of 9 SCHEDULE 13G - ----------------------- --------------------- CUSIP NO. 03073T102 - ----------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS FFC EXECUTIVE PARTNERS I, L.P. S.S. OR I.R.S IDENTIFICATION NOS. OF ABOVE PERSONS I.R.S. ID# 06-1477466 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 97,860 ----------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 0 ----------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 97,860 ----------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 97,860 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 APPROX. 0.5%(2) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- (2) Or approx. 12.4% if FFC Partners I, L.P. and FFC Executive Partners I, L.P. are deemed to be a group. Page 3 of 9 SCHEDULE 13G - ----------------------- --------------------- CUSIP NO. 03073T102 - ----------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS FERRER FREEMAN & COMPANY, L.L.C. S.S. OR I.R.S IDENTIFICATION NOS. OF ABOVE PERSONS I.R.S. ID# 06-1433502 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CONNECTICUT - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 ----------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 2,463,360 ----------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 ----------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 2,463,360 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,463,360 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 APPROX. 12.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- Page 4 of 9 ITEM 1 (a) Name of Issuer: AMERIGROUP CORPORATION (b) Address of Issuer's Principal Executive Offices: 4425 CORPORATION LANE VIRGINIA BEACH, VA 23462 ITEM 2 (a) Name of Person Filing: THIS STATEMENT IS FILED BY: (i) FFC PARTNERS I, LP ("FFCP"), FORMERLY KNOWN AS FFT PARTNERS I, LP, WITH RESPECT TO SHARES OF COMMON STOCK (AS DEFINED IN ITEM 2(d) BELOW) OWNED DIRECTLY BY IT; (ii) FFC EXECUTIVE PARTNERS I, LP ("FFCEP"), FORMERLY KNOWN AS FFT EXECUTIVE PARTNERS I, LP, WITH RESPECT TO SHARES OF COMMON STOCK OWNED DIRECTLY BY IT; AND (iii) FERRER FREEMAN & COMPANY, LLC ("FFC"), FORMERLY KNOWN AS FERRER FREEMAN THOMPSON & CO. LLC, WITH RESPECT TO SHARES OF COMMON STOCK OWNED DIRECTLY BY EACH OF FFCP AND FFCEP. (b) Address of Principal Business Office or, if None, Residence: THE PRINCIPAL BUSINESS OFFICE OF EACH OF FFCP, FFCEP, AND FFC IS: THE MILL 10 GLENVILLE STREET GREENWICH, CT 06831 (c) Citizenship: EACH OF FFCP AND FFCEP IS ORGANIZED UNDER THE LAWS OF THE STATE OF DELAWARE. FFC IS ORGANIZED UNDER THE LAWS OF THE STATE OF CONNECTICUT. (d) Title of Class of Securities: COMMON STOCK, PAR VALUE $0.01 PER SHARE, OF AMERIGROUP CORPORATION (THE "COMMON STOCK"). (e) CUSIP Number: 03073T102 Page 5 of 9 ITEM 3 If this statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with ss.240.13d-1(b) (1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). NOT APPLICABLE. ITEM 4 Ownership. SEE ITEMS 5-9 AND ITEM 11, INCLUDING THE NOTES THERETO, ON THE COVER PAGE FOR EACH FILER, WHICH ARE INCORPORATED HEREIN BY REFERENCE. THE PERCENTAGES IN ITEM 11 ON THE COVER PAGE FOR EACH FILER HAVE EACH BEEN CALCULATED BASED ON THE 19,851,690 SHARES OF COMMON STOCK REPORTED TO BE OUTSTANDING AS OF DECEMBER 31, 2001 ON AMERIGROUP CORPORATION'S FORM 10-K FOR THE YEAR ENDED DECEMBER 31, 2001. BY VIRTUE OF BEING THE GENERAL PARTNER OF EACH OF FFCP AND FFCEP, FFC MAY BE DEEMED TO BE THE BENEFICIAL OWNER OF THE SHARES OF COMMON STOCK OWNED BY FFCP AND BY FFCEP AND TO HAVE SHARED POWER OVER THE VOTING AND DISPOSITION OF SUCH SHARES. ITEM 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Page 6 of 9 NOT APPLICABLE. ITEM 6 Ownership of More than Five Percent on behalf of Another Person. NOT APPLICABLE. ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. NOT APPLICABLE. ITEM 8 Identification and Classification of Members of the Group. NOT APPLICABLE. ITEM 9 Notice of Dissolution of Group. NOT APPLICABLE. ITEM 10 Certification. NOT APPLICABLE. [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] Page 7 of 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 5, 2002 FFC PARTNERS I, L.P. By: Ferrer Freeman & Company, LLC General Partner By: /s/ Carlos A. Ferrer ------------------------------------ Carlos A. Ferrer Member FFC EXECUTIVE PARTNERS I, L.P. By: Ferrer Freeman & Company, LLC General Partner By: /s/ Carlos A. Ferrer ------------------------------------ Carlos A. Ferrer Member FERRER FREEMAN & COMPANY, LLC By: /s/ Carlos A. Ferrer ------------------------------------ Carlos A. Ferrer Member Page 8 of 9 EX-99.1 3 b42700ffex99-1.txt JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT This agreement is made pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the "Act"), by and among the persons listed below, each referred to herein as a "Joint Filer." The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13G and that said joint filing may thereafter be amended by further joint filings and agree to the inclusion of this Joint Filing Agreement as exhibit thereto. Each Joint Filer states that it satisfies the requirements for making a joint filing under Rule 13d-1. Date: April 5, 2002 FFC PARTNERS I, L.P. By: Ferrer Freeman & Company, LLC General Partner By: /s/ Carlos A. Ferrer ----------------------------- - Carlos A. Ferrer Member FFC EXECUTIVE PARTNERS I, L.P. By: Ferrer Freeman & Company, LLC General Partner By: /s/ Carlos A. Ferrer ------------------------------ Carlos A. Ferrer Member FERRER FREEMAN & COMPANY, LLC By: /s/ Carlos A. Ferrer ------------------------------ Carlos A. Ferrer Member Page 9 of 9 -----END PRIVACY-ENHANCED MESSAGE-----